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S. 3578

Referred to Committee

Improving Investment Research for Small and Emerging Issuers Act

Introduced 10/11/2018•115th Congress•Senate

Latest Action

Read twice and referred to the Committee on Banking, Housing, and Urban Affairs.

10/11/2018 • Senate

Summary

Improving Investment Research for Small and Emerging Issuers Act

This bill requires the Securities and Exchange Commission to report on investment research regarding small issuers, including emerging growth companies and companies considering initial public offerings. The report must: (1) include topics such as the availability of such research and potential conflicts of interest relating to its production and distribution, and (2) make recommendations for increasing small-issuer investment research.

Introduced in Senate • 10/11/2018

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Topics & Subjects

Congressional oversightFinancial services and investmentsGovernment studies and investigationsMinority and disadvantaged businessesResearch administration and fundingSecuritiesSecurities and Exchange Commission (SEC)Small businessWomen in business

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Sponsor & Cosponsors (1)

Sponsor

S[
Sen. Rounds, Mike [R-SD]

Republican • SD

Sponsored 10/11/2018

No cosponsors yet

Cosponsors may be added as the bill moves through Congress

Bill Journey

Originated in the Senate

Introduced

October 11, 2018

Read twice and referred to the Committee on Banking, Housing, and Urban Affairs.

Committee Review

Floor Debate

Passed Chamber

Other Chamber

President

Enacted into Law

Text Versions (1)

Introduced in Senate10/11/2018

Details

Bill TypeS
Current StatusReferred to Committee
Cosponsors0